Financial advisors are among the most targeted professionals in the country. Phishing attacks, credential theft, and dark web exposure put your clients — and your registration — at risk. RavenAI monitors your threat surface daily so you can focus on managing money, not managing breaches.
RavenAI monitors the exact attack surfaces that put client assets, firm credentials, and your regulatory standing at risk — every day, automatically.
Breaches involving client email addresses, account credentials, and firm domains surface on dark web markets within days of exposure. RavenAI scans breach databases and dark web sources daily — alerting you before attackers can impersonate clients or access custodian portals.
Business email compromise targeting financial advisors typically begins with a compromised inbox, not a direct attack. RavenAI detects the credential exposure and domain spoofing that enables BEC attacks — catching the setup before fraudulent wire instructions reach your clients.
The SEC's cybersecurity rule requires written, documented risk assessments. Every RavenAI scan generates a downloadable PDF with timestamped threat findings, score trends, and actionable recommendations — the documentation your compliance program needs, generated automatically.
Monitor every email address and domain that touches client data — advisor accounts, firm email, CRM credentials, and custodian portal logins. RavenAI surfaces leaked passwords and breach database hits before they become unauthorized account access events you have to report.
"My firm got hit with a phishing attempt targeting our client portal credentials last spring. The attackers had my email on a breach list for weeks before they acted. RavenAI had flagged it — I just hadn't moved fast enough. Changed everything after that. Now I check my threat score every morning before I open my inbox. It's caught two more credential exposures since then. For a one-person RIA, this is the compliance infrastructure I couldn't afford to build myself."
Regulators don't want to see that you were secure once. They want to see ongoing, documented risk assessment. RavenAI turns daily monitoring into a compliance paper trail — automatically.
Daily PDF reports with timestamped threat findings satisfy the SEC's written risk assessment requirement. Demonstrate active, ongoing monitoring to examiners — not just a one-time annual review.
Every credential exposure is recorded with the exact detection date. When a breach event requires client notification or regulatory disclosure, you have the documented evidence to support your response timeline.
Track your firm's security posture week over week and month over month. Demonstrate consistent risk management discipline to FINRA examiners, compliance consultants, and institutional partners.
The SEC's Rule 206(4)-9 requires RIAs to document written policies for identifying and managing cybersecurity risks — including ongoing monitoring, incident response, and vendor oversight. RavenAI's daily PDF reports with timestamped findings directly support the documentation requirement for active, ongoing risk assessment.
Attackers compromise advisor credentials through breach databases, then use the access to monitor client communications and intercept wire transfers. The attack starts with leaked credentials — often weeks before exploitation. Daily dark web monitoring is the only way to catch exposure before it becomes an incident.
Add your firm email, any personal addresses used for client communication, your firm's domain, and any portal or custodian email addresses you control. The broader your monitored footprint, the earlier you detect exposure — especially for client-facing accounts that receive wire instructions.
Enterprise cybersecurity tools run $5,000–$50,000/year and require a dedicated IT or compliance team to operate. RavenAI is $9.99/month, set up in minutes, and delivers the daily threat intelligence and compliance documentation that matters most to independent advisors and boutique RIAs — without the overhead.